U.S. Securities Laws: Keeping Company Status as a Foreign Private Issuer

10 years ago

A company classified as a “foreign private issuer” under the U.S. securities laws enjoys certain advantages in that it is…

Federal Broker-Dealer Exemption for M&A Brokers

10 years ago

The Securities and Exchange Commission and the Colorado Securities Commissioner have historically taken a very broad view towards the broker-dealer…

DTC Eligibility and Trading Canadian Company Stocks in the U.S

10 years ago

The Depository Trust Company (“DTC”) is a depository for securities and facilitates electronic trading in the United States. Learn more…

Phase One and a Half – Expanded Due Diligence Standards for Real Property Transactions

10 years ago

by J. Kemper Will In the Fall 2003 edition of Briefly, Scott Clark wrote about “Expect[ed] New Standards for Due…

Buying Contaminated Property: New Rules, New Twists

10 years ago

by J. Kemper Will New rules related to buying contaminated property are now final. Both EPA and the American Society…

The Attorney-Client Privilege and the Fiduciary Exception

10 years ago

by Sara Van Deusen The abundance of television programs based on the legal profession leads many people to believe that…

Colorado Trust Fund Statute and Forum Selection Clauses for Securities Claims

10 years ago

On Feb. 4, 2013 the Colorado Supreme Court issued two important decisions for business lawyers. Read about these two important…

The Pendulum of Securities Regulation

10 years ago

From enhancing capital formation to increasing investor protection, authored by Herrick K. Lidstone, Jr.

The JOBS Act for Business Lawyers

10 years ago

On April 5, 2012, President Obama signed the “Jumpstart Our Business Startups Act” (H.R. 3606; the “JOBS Act”), a bipartisan…

Tablets and Tablets – May 2011

10 years ago

A tablet is not a desktop or notebook computer. It has limitations! Click here to read more of this article by…